Senior Compliance Risk Manager - Securities Compliance
Mercury
- Salary
- $146k - $203k
- Experience
- 5+ yrs
- Location
- San Francisco or New York City or Portland or United States
- Job type
- Full-time
About the role
Requires 5+ years in compliance, audit, or operations at a broker-dealer or RIA; active FINRA Series 7 and 24 licenses; regulatory knowledge, strong documentation, organization, communication, and executive presentation skills.
About Mercury
Mercury is a private fintech providing business banking and financial workflow tools to startups and small businesses.
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