Website:
intellectualcapital.co.in
Job details:
Principal Officer – GIFT City (AMC)
Industry: Asset Management (AMC) | Wealth Management | Multi-Family Office
Location: GIFT City, Gandhinagar, Gujarat
Job Type: Full-Time (On-site)
CTC: TBD (Commensurate with experience)
Role Overview
The Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company’s IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines AMC/Fund Operations & Regulatory Compliance with Fundamental Research & Portfolio Strategy across Indian and US markets.
Key Responsibilities
1. AMC Operations & Custodian Management
- Trade Execution & Allocation: Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes.
- Ecosystem Coordination: Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting.
2. IFSCA Regulatory & Statutory Compliance
- Regulatory Interface: Serve as the designated Principal Officer for IFSCA, GIFT SEZ, and statutory auditors; coordinate audits, inspections, and regulatory notices.
- Filings & Frameworks: Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines.
3. Investment Research & Analysis
- Macro Insights: Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets.
- Company Coverage: Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes.
Preferred Candidate Profile
- Education: Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.
- Experience: Minimum 3+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA "Fit & Proper" criteria.
- Skills: Strong knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.
Key Highlights
- Low organizational hierarchy with direct access to senior leadership.
- High growth potential in India’s primary international financial center.
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