compliance executive

Raghunandan Money

Required skills

Website: rmoneyindia.com
Job details:

Monitor day-to-day compliance activities and escalate issues to seniors when required.
Review and implement company policies, procedures, and internal controls.
Assist in preparing and submitting compliance reports, regulatory filings, and disclosures.
Conduct periodic audits, inspections, and compliance checks across departments.
Identify potential risks and provide recommendations for corrective actions.
Maintain up-to-date knowledge of relevant laws, regulations, and guidelines.
Assist in filing regulatory returns and documentation within prescribed timelines.
Support preparation, maintenance, and updating of compliance records, registers, and reports.
Handle regulatory queries, inspections, and correspondence with authorities.
Ensure employee awareness and training on compliance requirements and ethical standards.
Support in drafting compliance manuals, policies, and standard operating procedures (SOPs)
Investigate non-compliance issues and assist in corrective and preventive actions.

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