Compliance Analyst, Supervision
Halo Investing
- Salary
- $60k - $80k
- Experience
- 1+ yrs
- Location
- Chicago, Illinois, United States
- Job type
- Full-time
Required skills
- Know Your Customer (KYC)
- Customer Due Diligence (CDD)
About the role
Bachelor's degree, 1–3 years of relevant financial services compliance experience, and Series 7 and 24 licenses required. Strong communication, organization, discretion, and regulatory knowledge are needed.
About Halo Investing
Platform giving financial advisors worldwide access to structured notes, annuities, and other protective investments.
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