1. Policy, process, framework, forms- formulation, implementation and changes
2. Review of onboarding of customer
3. Review of CDD/ periodic due diligence of customers
4. Reporting to local regulator, HO & FIU
5. Transaction Monitoring (alerts as per JFSA & local rules)
6. AML related audits (COO/HO/KPMG; etc)
7. Automation related to AML
8. Sanctions Screening/ Adjudication/ List Upload/ Query Management
9. UNSC and OFAC Sanctions monitoring and related reporting
10. Co-ordination with pan India branches and respective departments on Company Wide Risk
Assessment (CWRA)
11. Handling new projects eg. Gift City