Senior Specialist, FCSO Transaction Screening
Standard Chartered Bank
- Experience
- 5+ yrs
- Location
- Bangalore, IN
- Job type
- -
Required skills
- Surveillance
- Compliance Policies and Standards
- Compliance Risk Assessment
- Investigations
- Payments Knowledge
- Manage Changes
- Manage Projects
About the role
Processes
Manage and/or resolve alerts/cases.
Follow the Transaction Screening DOI to process risk events in line with Assess, Analyse, Act (AAA) process.
Do further analysis and escalations using knowledge about complex products
People & Talent
Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
Risk Management
Analyse significant financial crime risk events (e.g., non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions.
Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.
Governance
In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.
Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the FCSU to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key Stakeholders
FCC Controls representatives in group and country.
Other Responsibilities
Embed Here for good and Group's brand and values India – Transaction Screening Bangalore; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats);
About Standard Chartered Bank
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
This page is fully interactive when JavaScript is enabled. Please enable JavaScript to apply or browse related roles.