Website:
rbstco.com
Job details:
Role Summary:
Lead and own end-to-end stock broking operations across Equity, F&O, Bonds, Funds, Depository (DP), KYC, RMS, Settlement, and Client Care. Drive strong regulatory compliance, operational efficiency, and governance while building a robust, process-driven operations function.
Key Responsibilities:
- Own complete front-to-back broking operations
- Strengthen settlement processes, fund controls, and reconciliation discipline
- Oversee DP operations (NSDL/CDSL), KYC, AML/PMLA compliance
- Ensure robust RMS, margining, MTM, and exposure controls
- Lead client servicing with structured grievance handling & escalation
- Act as SPOC for audits, regulatory inspections, and exchange interactions
- Build and lead a high-performing, compliance-first operations team
Requirements:
- 10–15+ years in Indian stock broking operations
- Proven leadership in operations / back-office / broking setup
- Strong expertise in:
- Equity, F&O, Bonds
- Client & proprietary funds management
- DP operations (NSDL/CDSL)
- KYC, AML, PMLA frameworks
- RMS, margins, exposure controls
- Settlement lifecycle (auctions, shortages, penalties)
- Strong stakeholder management and team leadership skills
- Experience dealing with regulators, exchanges, and auditors
Success Metrics (12–18 Months):
- Zero major regulatory non-compliance
- Improved settlement accuracy & reduced exceptions
- Stronger fund and exposure controls
- Reduced client complaints with faster TAT
- Clean audit outcomes with minimal observations
- Stable, well-trained operations and client care teams
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