Incomlend
Website:
incomlend.com
Job details:
DUTIES & RESPONSIBILITIES:
- Perform new Client Onboarding with KYC due diligence, documentation, review of and verification of received documentation and to provide an analytical risk assessment for the Group Head of Compliance or designate to approve the Onboarding.
- Perform ongoing AML/CFT screenings – encompassing PEP, anti-corruption, anti-financial crimes and reputational screenings for direct clients, their corporate and individual shareholders and identified UBOs.
- Document research and analysis related to the business activity of the end client – for senior management, regulators, internal auditors, and managers.
- Perform Periodically evaluate existing Clients and their risk ratings, including client background refresh.
- Perform periodical review of KYC and Client Identification records to ensure completeness of records and that continual due diligence datelines are met.
- Optimize company’s Compliance / KYC framework in accordance with the regulatory licensing requirements and licensing conditions (where applicable).
- Assist in record keeping in compliance to Securities and Futures Act, Financial Advisors Act and / or any subsidiary legislation or acts that the Company may be subjected to.
- Assist in regulatory compliance education and supporting the Group Head of Compliance in maintaining regulatory compliance logs.
- Any other tasks / duties as assigned.
SKILLS & QUALIFICATIONS:
- Minimum of 2 years of Compliance experience within an Asset Management / Fund Management / Financial Technology / Banking / Brokerage or Financial Advisory Firm that is regulated by the Monetary Authority of Singapore or similar regulatory frameworks.
- Expertise in soft skills such as Microsoft office 360 tools, Pivot and similar office analytical tools.
- Preference for immediate starters.
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