Website:
huntingcube.ai
Job details:
Job Description
Key Responsibilities
Client & Trading Risk Monitoring
- Monitor real-time client trading activities and exposure across segments.
- Identify abnormal risk patterns, concentration risks, and margin shortfalls.
- Implement risk controls to minimize financial exposure.
Margin Management & Compliance
- Ensure adherence to peak margin and regulatory requirements.
- Monitor collateral utilization, margin calls, and liquidation processes.
- Coordinate with internal teams for timely risk mitigation actions.
Exchange, Clearing & Regulatory Adherence
- Maintain compliance with SEBI, Exchange, Clearing Corporation, and Depository guidelines.
- Ensure timely reporting and regulatory submissions.
- Support implementation of regulatory updates and circulars.
Trade Surveillance & Market Abuse Control
- Monitor suspicious trading activity and potential market abuse.
- Conduct surveillance reviews and escalate exceptions where required.
- Maintain records and documentation for compliance purposes.
Operational Risk & Exception Handling
- Handle operational exceptions, system issues, and risk escalations.
- Coordinate with operations, compliance, and technology teams during critical incidents.
- Ensure timely resolution of high-risk situations.
Technology & Risk System Oversight
- Work closely with technology teams to improve RMS tools and monitoring systems.
- Validate automated controls and risk alerts.
- Support system testing and risk process enhancements.
Reporting & MIS
- Prepare daily, weekly, and monthly risk reports.
- Analyze trading exposure, client positions, and operational metrics.
- Present actionable insights to management.
Audit & Inspection Readiness
- Maintain documentation for internal and external audits.
- Support exchange inspections and compliance reviews.
- Ensure operational readiness for regulatory assessments.
Risk Governance & Policy Implementation
- Support implementation of internal risk policies and frameworks.
- Recommend process improvements and control enhancements.
- Participate in risk committee discussions and governance initiatives.
Required Skills
['Risk Management', 'Stock Operations']
Additional Information
Skills & Qualifications
- Bachelor’s degree in Finance, Commerce, Economics, or a related field.
- Prior experience with a stock broking firm is mandatory.
- 7–10 years of relevant experience in Risk Management / RMS operations.
- Strong understanding of Indian capital market regulations and trading operations.
- Excellent analytical, communication, and decision-making skills.
- Ability to work in a fast-paced and high-pressure environment.
Click on Apply to know more.