Funds-Axis Limited
Website:
funds-axis.com
Job details:
Job Title: Regulatory Research Analyst – Global Exchanges
Role Overview:
· Conducting stock market due diligence reviews as per the review schedule. This will involve examining different aspects of the market including broker rules, listing criteria and clearing and settlement requirements.
· Tracking daily market developments and publishing articles to the websites for client review and marketing purposes, including short selling bans, emergency market closures etc.
· Ensuring delivery of excellent customer service, including maintenance of and delivery against the markets’ annual review schedule
· Completion of Audit Comply checklists as applicable
· Undertaking verbal and written communication with regulators.
· Assisting the Manager in preparing, updating the procedures and training materials
· Comply with company policies and procedures in relation to the quality and information security management systems
Your Experience
· 2-5 years of experience in regulatory research with exposure to fund regulations and its impact on regulatory exchanges
· Eye to detail and ability to think critically and comprehensively
· Detailed Knowledge of fund regulations in multiple international jurisdictions.
· Passion for excellent customer service.
· Excellent communication skills, particularly writing skills.
Main Responsibilities:
1. Research markets assigned on a quarterly basis for key regulatory updates
2. Ensure the portal is updated with required back up from original sources
3. Validate the information researched before publishing
4. Prepare and update internal procedures to ensure that all processes are operating correctly, results are accurate and supported by strong data quality.
5. Providing highest range and quality of solutions and services.
6. Help team resolve client queries and issues in a timely fashion
7. Ensure processes are conducted to continuously high standards and identify where efficiencies and improvements in processes can be made.
8. Ensure delivery of excellent customer service including evidencing using workflow management tools in line with Funds-Axis’ policies.
9. Work with other teams such as Automations, Data Operations, and Technology as assigned by the manager
10. Assist manager in preparing client demos, training or regulatory materials that can be published internally and externally
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
Click on Apply to know more.