GCL Broking
Website:
gclbroking.com
Job details:
Role Overview:
As the Principal Officer, you will be the designated head of our Portfolio Management Services (PMS). This is a SEBI-mandated role. You will be responsible for all investment decisions, regulatory compliance, and the overall management of the portfolio activities of the firm.
Key Responsibilities
- Investment Management: Oversee the formulation and execution of investment strategies and asset allocation.
- Decision Making: Take final responsibility for all buy/sell decisions within client portfolios.
- SEBI Compliance: Act as the primary point of contact for SEBI; ensure all portfolio activities align with SEBI (Portfolio Managers) Regulations.
- Risk Management: Monitor portfolio risk, liquidity, and performance benchmarks.
- Reporting: Ensure timely filing of monthly, quarterly, and annual reports to SEBI and clients.
Mandatory Qualifications (SEBI Criteria)
- Experience: Minimum 5 years of experience in the activities related to the securities market.
- Niche Experience: At least 2 years of the above must be specifically in portfolio management, investment advisory, or fund management.
- Education: A professional degree in Finance, Law, Accountancy, or Business Management (e.g., MBA Finance, CA, CFA, CS, or ICWA).
- Certification: Must have a valid NISM Series XXI-A and XXI-B (Portfolio Management Services) certification (or be willing to clear it before joining).
Preferred Skills
- Deep understanding of Indian equity and debt markets.
- Strong track record in fund performance and risk-adjusted returns.
- Flawless integrity and professional standing (Fit and Proper person criteria).
Click on Apply to know more.