Compliance Assistant

Responsibilities: 1. Assisting with the conduct of compliance file reviews and searches 2. Liaising with clients to obtain due diligence information and documents 3. Assisting with regulatory disclosures and submissions 4. Assisting with the maintenance of electronic and physical records 5. Assisting with the preparation of compliance reports and documents 6. Organizing and scanning of documents Updating and maintenance of client data in document management systems 7. Other compliance duties as required Minimum Requirements: 1. Computer literacy and numeracy skills 2. Strong attention to detail and accuracy 3. Excellent interpersonal skills 4. Excellent organization and time management skills 5. Excellent verbal and written communication skills 6. Experience with Microsoft Office programs