Partnership Compliance Consultant
COMPLY
- Salary
- $110k - $140k
- Location
- United States
- Job type
- Full-time
About the role
Law or finance degree and/or equivalent compliance experience; prior compliance consulting or firm-side delivery; knowledge of Investment Advisers Act, Securities Exchange Act, FINRA rules, Reg BI; willingness to travel 20-30%; Microsoft Office proficiency; US work authorization without sponsorship.
About COMPLY
Private financial-services compliance software, consulting, and education provider serving investment advisers and other financial firms.
This page is fully interactive when JavaScript is enabled. Please enable JavaScript to apply or browse related roles.
