VP Financial Crime

Institutional Securities Group comprises of Sales & Trading businesses, Research and Investment Banking/Capital Markets. ISG Management Non-Financial Risk (NFR) team oversees, identifies, and mitigates the risks across the ISG businesses. It covers regulatory risk, supervisory risks, surveillance risks, financial crimes, operational risk areas for ISG. India ISG Mgmt NFR team in India supports ISG Risk team in the areas of Financial Crimes Risk, Data Governance, and Central Riskteams. Primary Responsibilities The role involves leading the EDD team based within the ISG Financial Crimes Risk team and will report to Head of India ISG Mgmt – NFR Team and to Global Head of ISG Financial Crimes Risk. The person will be expected to Lead the EDD teams, supporting New Client Onboarding [NCNB] and Data & Document Refresh [DDR] Partner with global teams within ISG, as well as other business units within the Firm, to proactively: deliver on the regulatory requirements expected from the team identify emerging risks to the EDD program and drive solutions drive strategic initiatives for EDD Identify, remediate, and redesign operational inefficiencies with a focus on adherence to regulatory guidelines Provide governance over the EDD process by managing Risks & Controls, SLA's, EDD quality and team capacity. Define the KPIs/KRIs to effectively manage the EDD process Play a key role in EDD Transformation project Responsible for hiring, retention and overseeing training/upskilling of the team members to be able to deliver on the expectations. Promote a culture of high performance and innovation Support the development of strong talent within the team/Firm. Responsible for imbibing and embedding Firm culture within the team and be a role model for Firm's culture. Perform ongoing review of roles & responsibilities across life cycle of process and recommend changes as appropriate

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services.