Website:
abansfinserv.com
Job details:
Key Responsibilities
- Secretarial & Corporate Law Compliance
- Ensure compliance with the Companies Act, 2013, rules thereunder and applicable SEBI regulations.
- End-to-end handling of Board, Committee and Shareholders’ meetings.
- Drafting notices, agendas, explanatory statements, resolutions and minutes.
- Maintenance of statutory registers and records.
- Timely filings with MCA of e-forms including AOC-4, MGT-7, MGT-14, PAS-3, SH-7, DIR-3 KYC, etc.
- Drafting and vetting of corporate documents, board notes, resolutions, agreements and policies.
- Liaison with ROC, stock exchanges, depositories, trustees, legal advisors and auditors.
- Compliances under SEBI PIT Regulations, as applicable
- NBFC & RBI Compliance
- Ensure compliance with RBI Act, 1934, RBI Master Directions for NBFCs, circulars and notifications.
- Preparation and filing of RBI returns including:
Statutory Auditors Certificate, etc.
- Drafting, updating and monitoring implementation of NBFC policies, as applicable such as:
- Fair Practices Code
- KYC / AML & PMLA
- Coordination for RBI inspections, audits and compliance responses.
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