- IT General Controls (GITC) Assessment
- Monitor and assess internal controls to ensure compliance with KSOX requirements.
- Coordinate and support internal and external audits, including walkthroughs and control testing.
- Evaluate IT General Controls (GITC) and application controls across financial systems.
- Document control processes, test results, and remediation plans in accordance with audit standards.
- Collaborate with IT, Finance, and Compliance teams to address control deficiencies and implement improvements.
- Track and report on the status of compliance activities and remediation efforts.
- Stay informed of regulatory changes and industry best practices related to KSOX and internal controls.
- Provide training and guidance to stakeholders on KSOX compliance requirements
- Audit Planning & Execution
- Develop audit plans and testing strategies for KSOX-related IT controls.
- Perform walkthroughs and control testing across ERP systems, databases, and infrastructure.
- Coordinate with internal and external auditors to support annual KSOX audits.
- Maintain audit documentation and evidence in accordance with regulatory standards.
- Provide support in handling external audit activities
- Conduct special investigations as required by management
- Perform various research and analytical tasks, as well as other projects, as requested
- Risk Identification & Reporting
- Analyze IT environments to identify risks that could impact financial reporting.
- Provide recommendations to mitigate risks and strengthen control environments.
- Prepare audit reports and dashboards for senior management and compliance teams.
- Track and follow up on remediation plans and timelines.
- Compliance Monitoring & Continuous Improvement
- Monitor ongoing compliance with KSOX and internal IT policies.
- Support automation and rationalization of controls to improve audit efficiency.
- Stay current with regulatory changes and industry best practices.
- Train stakeholders on IT control requirements and audit readiness.
- Provide support in handling external audit activities
- Conduct special investigations as required by management
- Perform various research and analytical tasks, as well as other projects, as requested
The above typical duties are characteristic of this job and demonstrate a level of difficulty and are not intended to list or limit the duties that may be required or assigned to a team member in this classification.