NNM Securities Pvt Ltd.
Website:
nnmsecurities.com
Job details:
We're Hiring | Compliance Executive
📍 Location: Mumbai (On-site)
NNM Securities Pvt. Ltd. is looking for a dedicated Compliance Executive to join our growing team.
If you're passionate about regulatory compliance, governance, and building a career in the financial services industry, we'd love to hear from you!
Key Responsibility:
- Handle compliance queries and internal requests
- Monitor regulatory adherence across departments
- Identify and manage compliance risks
- Coordinate reporting of compliance violations
- Liaise with regulators and stock exchanges
- Support implementation of new regulatory changes
- Assist in audits and inspections related to SEBI/Stock Exchanges
- Prepare and submit regulatory filings, reports, and returns within timelines
- Interpret new regulations and assess their impact on business operations
- Obtain the required NISM Compliance Certification within 4 months of joining
Qualifications and skills:
- Qualified/Semi-qualified candidates
- Knowledge of SEBI/RBI regulations and compliance frameworks
- Strong analytical and documentation skills
- Excellent communication and coordination abilities
- Freshers with a keen interest in compliance are encouraged to apply
At NNM Securities Pvt. Ltd., you'll have the opportunity to grow in a professional environment where precision meets purpose.
Interested candidates can share their CV at: hr@cokaco.com
Click on Apply to know more.