Protiviti
Website:
protiviti.com
Job details:
Minimum 2 years in Internal Audit of Financial Services only
Internal Audit – Financial Services (quick overview)
Internal audit in financial services (banks, NBFCs, fintech, exchanges) is an independent function that evaluates whether risk management, controls, and governance processes are working effectively.
🔹 What it covers
- Regulatory compliance – Ensuring adherence to Reserve Bank of India, SEBI, AML/KYC norms
- Risk management – Credit risk, market risk, operational risk
- Process audits – Loan disbursement, payments, treasury, settlements
- Fraud detection & prevention – Identifying control gaps and suspicious activities
- IT & system audits – Core banking systems, trading platforms, cybersecurity
🔹 Key responsibilities
- Conduct audits (branch, process, system)
- Identify control gaps & recommend fixes
- Ensure proper documentation and SOP adherence
- Prepare audit reports with risk ratings
- Follow up on audit observations and closures
🔹 Skills required
- Strong understanding of finance & banking operations
- Knowledge of compliance frameworks (RBI, SEBI, Basel norms)
- Analytical and investigation skills
- Tools: Excel, SQL (good to have), audit software
- Certifications (preferred): CA, CIA, CISA
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