Expert knowledge of IFSCA regulatory framework and international trading norms. Experience in trading on NSE IX and reporting of NLT Trades Experience of trading in India Equity Derivatives Ability to manage the revenue target for the GIFT branch. High ethical standards and ability to enforce compliance culture. Strong analytical, reporting, and interpersonal communication skills. Ability to lead the office from a local management standpoint and to represent the firm for regulatory matters. Oversee order execution, technology, settlement, clearing processes and ensure client interests are protected. Ensure adherence to all provisions of the IFSCA (Capital Market Intermediaries) Regulations, relevant exchange bye-laws, rules, and circulars. Maintain and implement internal compliance manuals aligned with IFSCA requirements. Monitor all activities of the broking firm to ensure compliance with PMLA, 2002 and Rules thereunder. Ensure fit and proper status of the intermediary is always maintained. |