Compliance Advisory

Compliance Advisory

Key responsibilities:
Regulatory consultancy/ clarifications
Support for implementation of guidelines
Regulatory inspection & audit management
Dissemination of regulatory changes
Vetting of New Products
Regulatory correspondence/ approvals
Compliance Monitoring & Testing
Automation related to regulation (NPA, exposure, capital)
Management of Senior Management Committee, Compliance Committee, etc
Regulatory Monitoring & Testing
Creation of database of adhoc regulatory reports
Implementation of regulatory circulars; etc
Treasury Compliance experience is a plus.

Experience – 8-15 Years.