Summer Intern - Compliance

The U.S. Legal and Compliance Departments ("US LCD") of ICBC Standard Bank Group (the "Company") are seeking a legal and compliance intern to provide legal, regulatory and compliance support to its global operations, including ICBC Standard Bank Securities Inc. ("ICBC Securities"), which operates as a broker-dealer and is registered with the U.S. Securities & Exchange Commission ("SEC") and Financial Industry Regulatory Authority ("FINRA"); and ICBC Standard Resource (Americas) Inc., which operates as an introducing broker and is registered with the U.S. Commodity Futures Trading Commission ("CFTC") and is a member of the National Futures Association ("NFA"). Key responsibilities are as follows; Support Compliance in various day-to-day compliance and regulatory related activities of the firm. Assist with recordkeeping and the maintenance of important regulatory records and logs. Track and research new or changing laws, regulations and standards, including: - Dodd-Frank Wall Street and Consumer Protection Act of 2010 ("Dodd-Frank Act"); - Securities Exchange Acts of 1933 and 1934 (collectively, "Securities Exchange Act") and the rules and regulations of the SEC promulgated thereunder; - Commodity Exchange Act of 1936 ("Commodity Exchange Act") and the rules and regulations of the CFTC promulgated thereunder; - Bank Holding Company Act of 1956; and - regulations of the Federal Reserve Board and Federal Reserve Bank of New York; and - rules and regulations of applicable designated self-regulatory organizations, such as FINRA, NFA and US futures and securities exchanges (like NYSE, NASD, CBOT, CME, COMEX and NYMEX). Assist with preparation for documentation for internal/external audits, client forms and standard forms and templates. Participate in special projects as assigned by the CCO, including any projects related to legal, compliance and regulatory matters of the firm's affiliate bank branches and CFTC-registered swap dealer operating in London. Other related functions as shall from time to time be directed by management.

ICBC Standard Bank Group