Principal Analyst, Risk Monitoring
FINRA
- Salary
- $107k - $211k
- Location
- Chicago or Jericho or Denver or Boston or Boca Raton or Plano or Tysons or Jersey City or Woodbridge or Washington or Rockville or Philadelphia or New York City or Los Angeles
- Job type
- Full-time
Required skills
- Microsoft Excel
- Microsoft Word
About the role
Bachelor's degree in Finance, Accounting, Business or related field; SIE certification required within 16 months; advanced knowledge of securities rules and risk fundamentals; intermediate-to-advanced Excel and Word proficiency; demonstrated analytical and financial industry experience.
About FINRA
FINRA is a private nonprofit self-regulatory organization that supervises U.S. broker-dealers and protects investors.
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