Nuvama Group
Website:
nuvama.com
Job details:
We are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate potentially suspicious or non-compliant behavior.
Experience : 2 to 4 years
Job Description:
- Monitor trading activity across multiple asset classes—including Equities, Derivatives, FX, and others—to identify potential market abuse, insider trading, front‑running, layering/spoofing, and other forms of misconduct.
- Perform daily and periodic surveillance reviews using automated monitoring systems such as TrackWizz or comparable platforms.
- Investigate and escalate potential issues, ensuring that findings, analysis, and conclusions are documented clearly and comprehensively.
- Develop, refine, and enhance surveillance scenarios, logic, and alert parameters in line with evolving regulatory requirements and industry practices.
- Collaborate with stakeholders across Compliance, Legal, Risk, and Business teams to understand trading strategies, market behavior, and operational workflows.
- Prepare and deliver reports for senior management and regulatory bodies as required.
- Support internal and external audits, as well as regulatory inquiries, by providing relevant data, documentation, and insights.
- Stay updated on regulatory changes and market standards issued by SEBI, Exchanges, FINRA, Depositories, and other governing bodies.
- Help build awareness of surveillance concepts and procedures across cross‑functional teams.
Click on Apply to know more.