About the role
Performs, establishes and informs clients of the process flows for corporate action events/settlements. At least meet or exceed clients' agreed service level requirements and achieve high standard of quality and commitment.
Key Accountabilities
Account opening for various entities including FPI, FVCI, FDI, AIF etc
Performing end to end testing for various systems of SFS.
Handling various regulatory audits.
Manage process risks
Timeliness – to ensure that all Corporate Announcements and settlements & processing are done within TAT of receipt of announcements or proceeds.
Accuracy – to ensure at least 100% accuracy.
Should be aware of the latest SEBI / RBI regulations governing custody.
Responsive – to ensure that all clients queries are responded to within 24 hours of receipt of query or if not to provide interim reply and to follow with a response within 3 days
Risk- to ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities.
People – to participate in staff surveys, attend training when nominated and be crossed trained in other areas of work within the section or across section in order to become a well-trained leave cover.
Job Duties & Responsibilities
Checker for the section.
Preparing regulatory reporting for various regulators.
Prepare management/other reporting.
Able to cover staff's that are on leave.
Assist/participate in system development/enhancements.
Escalate/follow-up on problem cases.
Attend meetings related to work scope.
