Associate Risk Specialist

Title: Associate Risk Specialist
Work Location: Bangalore
Work Schedule: 11 am to 8 pm
Model: Hybrid


We are looking for a Compliance Specialist to join a new team based out of India and forming part of our Enterprise Risk Management Team. The new team will be responsible for performing risk & compliance monitoring activities across the enterprise each month. 

The monitoring activities are critical and will contribute to the overall compliance monitoring activities being performed on the ground within the CSC offices globally, adding an additional layer of control testing whilst supporting ongoing continuous improvement.

Your Position

You will report directly to the Monitoring & Reporting Manager and be responsible for undertaking monitoring activities that support the local Compliance teams, contributing to a consistent and efficient Compliance Monitoring Framework (CMF) across the enterprise.

You will have responsibility for improving how monitoring activities are performed and have a mindset of continuous improvement enabling our business partners to continually develop and improve their risk & compliance controls. 

Your responsibilities will include

1. Conduct regular audits and assessments to ensure compliance with regulatory requirements and internal policies.

2. Identify and mitigate compliance risks through effective controls and testing.

3. Collaborate with various stakeholders to enhance compliance processes and ensure adherence to best practices.

4. Stay updated with the latest regulatory developments and industry trends.

5. To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s)

6. To contribute to risk & compliance management reports

7. To participate in ad hoc risk & compliance related projects

Your Profile

• Degree holder in Law, Accounting, Finance or related discipline. Professional certification  (ACAMs or equivalent) is desirable.

• Experience in auditing (Big 4 background is a plus)

• Solid experience working with risk & compliance frameworks in accordance with regulatory and statutory requirements

• Good understanding of Trust and Corporate Services Business.      

• Understanding of the regulatory framework in one or more of the countries listed above will be a strong advantage. 

• Strong organization and time management skills

• Ability to independently and effectively work with different stakeholders

• Excellent command of English is required.

• Independent, meticulous, pro-active, attentive to details, self-motivated, growth mindset, keen to learn, and capable of meeting new challenges with excellent communication skills

Company