Website:
careerbloc.co.in
Job details:
About The Opportunity
A dynamic player in the Indian merchant banking and financial services sector, we specialize in facilitating capital raising, M&A advisory, and regulatory compliance for high-growth enterprises and institutional clients. Our Compliance Officer plays a pivotal role in safeguarding the firm’s reputation, ensuring adherence to financial regulations, and enabling seamless transaction execution under SEBI, RBI, and FEMA frameworks.
Role & Responsibilities
- Monitor and ensure compliance with SEBI, RBI, FEMA, and other applicable financial regulations across merchant banking activities.
- Conduct internal audits and risk assessments to identify compliance gaps and recommend corrective actions.
- Review client onboarding documentation, KYC processes, and transactional workflows to ensure regulatory alignment.
- Prepare and submit statutory reports and disclosures to regulators in a timely and accurate manner.
- Collaborate with legal, finance, and product teams to embed compliance controls into new offerings and deal structures.
- Conduct compliance training sessions for internal teams and maintain updated compliance policy documentation.
Skills & Qualifications
Must-Have
- SEBI Certified Compliance Officer
- Proficiency in FEMA and RBI guidelines
- Experience with KYC/AML frameworks
- Familiarity with merchant banking operations
- Knowledge of corporate law and securities regulations
- Advanced MS Excel for compliance reporting
Preferred
- CS or CA qualification
- Experience in M&A or private equity compliance
- Working knowledge of compliance management software (e.g., MyCompliance, ComplyChain)
Benefits & Culture Highlights
- Hybrid workplace with core on-site days in Mumbai/Bangalore
- Direct exposure to high-value transactions and institutional clients
- Structured growth path with certification support and internal mobility
Skills: documentation,capital,regulations,aml,compliance,teams,sebi,institutional,rbi,merchant banking
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