The Premier Consultants ( Recruitment Company )
Website:
thepremierconsultants.com
Job details:
🚨 We’re Hiring | Compliance Executive – Stock Broking & Depository (DP) | Mumbai WFO
Are you a Compliance professional with experience in Stock Broking, Depository Participant (DP), or Capital Markets?
We’re looking for a Compliance Executive to work closely with the Compliance Officer and ensure regulatory adherence across SEBI, NSE, BSE, MCX, NSDL & CDSL.
Experince 2+ Years
🔹 Key Responsibilities
• Monitor SEBI & Exchange circulars and regulatory updates
• Manage regulatory filings, reports & disclosures
• Handle DP compliance, NSDL/CDSL matters & regulatory queries
• Coordinate SEBI/Exchange inspections and audit responses
• Maintain compliance MIS, calendars & regulatory documentation
• Coordinate with Operations, Risk, Legal & Technology teams
🎯 What We’re Looking For
✔️ Experience in Stock Broking / DP / Capital Markets Compliance
✔️ Strong knowledge of SEBI regulations, Exchange bye-laws & Depository operations
✔️ Good drafting, analytical & MS Office skills
✔️ Strong attention to detail and regulatory understanding
📩 Interested? Share your CV at dhara@thepremierconsultants.com or tag someone who could be a great fit!
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