Regulatory Compliance & Documentation Specialist

Seeking a detail-oriented Regulatory Compliance & Documentation Specialist to join our Wealth Private Banking Risk Analytics team. The ideal candidate will have extensive experience in regulatory model development, monitoring, and governance, and a strong understanding of Basel III/IV regulations. This role will focus on developing and maintaining comprehensive documentation for retail risk models and ensuring compliance with global regulatory standards. Key Responsibilities: Regulatory Expertise and Compliance: Maintain expertise in regulatory guidelines from PRA, HKMA, and other governing bodies, including Basel 3.1, CCAR, IFRS9, SS 1/23, and other relevant standards. Ensure all documentation aligns with the latest regulatory requirements and standards. Collaborate with internal and external stakeholders to address regulatory compliance issues and provide insights on regulatory developments. Documentation Development and Management: Develop and maintain detailed documentation for retail risk models, including model design, methodology, performance metrics, validation processes, audit trails, and regulatory submission processes. Ensure all documentation is accurate, comprehensive, and up to date, supporting model validation and audit activities. Coordinate with model developers and risk management teams to gather and incorporate relevant information into documentation. Governance and Model Validation: Support the regulatory submission process by providing detailed documentation required for audits and reviews. Assist in preparing responses to regulatory inquiries and maintaining records for compliance audits. Provide guidance and support to the model governance team to ensure that all documentation meets regulatory expectations. Technical Proficiency: Utilize SAS and Python for developing documentation and performing analyses to support regulatory compliance. Leverage technical expertise to ensure data integrity and accuracy in model documentation and reporting. Required Qualifications: Minimum 7+ years of experience in regulatory model development, monitoring, and governance. Strong understanding of Basel III/IV regulations and their application in retail risk modeling. Expertise in SAS and Python for documentation and data analysis. Proven ability to develop and maintain comprehensive documentation for regulatory compliance purposes. Strong analytical skills and attention to detail, with experience in regulatory compliance within the financial services industry. Excellent communication skills, with the ability to collaborate effectively with both technical and non-technical stakeholders.

Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount. With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery.