Senior Compliance Analyst (Regulatory)
Apex Fintech Solutions
- Experience
- 5+ yrs
- Location
- Dallas, Texas, United States
- Job type
- Full-time
Required skills
- Microsoft Office
- AI applications
About the role
Bachelor's degree in law, finance, business administration or related field preferred; 5+ years compliance experience in Broker/Dealer operations; Series 7 and 24 licenses preferred; strong analytical, interpersonal, and organizational skills.
About Apex Fintech Solutions
Private financial technology platform providing digital investing, custody, clearing, and wealth-management infrastructure to fintechs and wealth managers.
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