MUFG
Website:
mufg.jp
Job details:
About Us:
Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,700 locations in more than 50 markets. The Group has over 180,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.
The Group aims to “be the world’s most trusted financial group” through close collaboration among our operating companies and flexibly respond to all of the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges.
MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning more than 50 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments and individuals worldwide.
In Asia, MUFG has a presence across 20 markets – Australia, Bangladesh, Cambodia, China, Hong Kong, Indonesia, India, South Korea, Laos, Malaysia, Mongolia, Myanmar, New Zealand, Pakistan, Philippines, Singapore, Sri Lanka, Taiwan, Thailand and Vietnam.
It has also formed strategic partnerships with some of the most prominent banks in Southeast Asia, further augmenting its unrivalled network across the region – VietinBank in Vietnam, Krungsri in Thailand, Security Bank in the Philippines and Bank Danamon in Indonesia.
MUFG Global Service:
Established in 2019, MUFG Global Services (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations etc. to MUFG Bank offices globally. With a current headcount of around 1000 employees, MGS has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFG’s global network across Americas, EMEA and Asia Pacific.
About the Role:
Position Title: Analyst, GFCD Quality Assurance (Execution)
Corporate Title: Analyst
Location: Bengaluru
Job Profile:
Purpose of Role:
The individual will be responsible for completing GFCD Quality Assurance (QA) reviews. The team carries out Quality Assurance reviews across the Financial Crimes Compliance (Sanctions, AML, KYC, ABC) processes.
As an Analyst in the GFCD QA team you work on a team that contributes to the operation of the financial crime compliance framework. Thus, your responsibilities and accountabilities include, but are not limited to, completing and overseeing the QA program in a “business as usual” environment to mitigate the financial crime risks.
Main Responsibilities:
- Working in a team of Financial Crimes Compliance Quality Assurance reviewers performing QA reviews of financial crime activity in MUFG branches in the Region, to determine whether Financial Crimes Compliance Control process outputs meet the established quality objectives set out within the GFCD QA Standards
- Ensuring that the results of the QA reviews relating to Financial Crimes Compliance control processes are communicated to the appropriate parties and are addressed in a timely manner.
- Assisting with the maintenance of written QA procedures and operating manuals for conducting QA reviews in accordance with the GFCD QA Standards.
- Supporting the implementation of a coordinated, consistent and risk-based QA programs.
- Escalating errors and exceptions identified during QA reviews in accordance with the GFCD Escalation and Issues Management Standard and the validation of action plans to address QA findings.
- Supporting the coordination with Regional Issues Management to monitor and track the resolution of QA identified issues and action plans.
- Supporting general compliance activities and other duties, including special projects as assigned.
- Experience with managing stakeholder relationships within the local function/role.
- Knowledge of a variety Financial Crimes Compliance laws and regulations.
- Good judgement and analytical skills.
- Experience in drafting, designing and executing QA Reviews in accordance with Global Policies, Standards and/or Procedures.
- Good written and verbal communication skills.
- Results driven, with a good sense of accountability and a proactive, motivated approach.
- The ability to operate with urgency and priorities work accordingly.
- A structured and logical approach to work.
- Good problem-solving skills.
- Good interpersonal skills.
- The ability to manage large workloads and tight deadlines.
- Excellent attention to detail and accuracy.
- A calm approach, with the ability to perform well in a pressured environment.
Candidate Profile:
Skills and knowledge:
- Experience with managing stakeholder relationships within the local function/role.
- Knowledge of a variety Financial Crimes Compliance laws and regulations.
- Good judgement and analytical skills.
- Experience in drafting, designing and executing QA Reviews in accordance with Global Policies, Standards and/or Procedures.
- Good written and verbal communication skills
- Results driven, with a good sense of accountability and a proactive, motivated approach.
- The ability to operate with urgency and priorities work accordingly.
- A structured and logical approach to work.
- Good problem-solving skills.
- Good interpersonal skills.
- The ability to manage large workloads and tight deadlines.
- Excellent attention to detail and accuracy.
- A calm approach, with the ability to perform well in a pressured environment.
Education & professional qualifications:
- Bachelor's degree or above
- 3-5sss years of experience within financial crimes area of a global bank, consulting firm or regulatory agency; Prior supervisory experience preferred
- Experience in Financial Crime Compliance or Regulatory Compliance: Quality Control/Assurance Function; Testing Function and/or Internal/External Audit Function
- Minimum of 1 years’ experience in a Quality Control/Assurance; Compliance Testing/monitoring and/or Audit Function.
Experience:
- 3-5 years of experience within financial crimes area of a global bank, consulting firm or regulatory agency; Prior supervisory experience preferred.
- Experience in Financial Crime Compliance or Regulatory Compliance: Quality Control/Assurance Function; Testing Function and/or Internal/External Audit Function.
- Minimum of 1 years’ experience in a Quality Control/Assurance; Compliance Testing/monitoring and/or Audit Function.
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