Flag job

Report

Compliance Analyst, Distribution

Min Experience

3 years

Location

Pune, IN

JobType

full-time

About the job

Info This job is sourced from a job board

About the role

The Compliance Analyst, Distribution role will support the Registered Funds Operations (Reg Fund Ops) department within Distribution. Responsibilities associated with Reg Fund Ops will aid in servicing mutual fund and ETF clients by assisting ACA Foreside's Dealer Services, ETP Operations, NSCC Operations and Marketing Production teams with routine tasks and special projects. The Compliance Analyst, Distribution may perform the following duties: Support Operations teams as needed on assigned tasks, reporting, and compliance activities. Maintain database of agreements in contract management system and assist with other contract related projects. Assist with production and quality review of board reports for legal underwriting clients. Liaise with various Operations teams dependent on assignments. Work under pressure and time constraints to ensure deadlines are met. Perform other ad-hoc work and special projects as necessary to support ACA Foreside's various client and internal initiatives

About the company

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

Skills

microsoft office
adobe acrobat
written communication
verbal communication
interpersonal skills
collaboration
prioritization
attention to detail